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Volume 5, Number 1
Federal Reserve Bank of Dallas
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| We
are pleased to add this piece on Alexis
de Tocqueville to our series of profiles
that began with Frédéric Bastiat
and Friedrich von Hayek. Both Bastiat and
Hayek were strong and influential proponents
of individual liberty and free enterprise.
While they approached those topics from
a theoretical perspective, Tocqueville's
views on early American and French democracy
were based on his keen personal observations
and historical analysis. Although Tocqueville
was Bastiat's contemporary, even serving
with him in the French Chamber of Deputies
during the great turmoil in post-revolutionary
France, he is best known for his travels
in the United States, where he observed
and studied American democracy in action
in the 1830s. The result was his two-volume
classic, Democracy in America.
We hope this brief
biography of the man who painted a vivid
portrait of the American people helps students
and others better understand the unique
character of our democracy and freedom.
For a fuller treatment, look up a new book,
Tocqueville on American Character,
by Michael A. Ledeen of the American Enterprise
Institute, published by Truman Talley Books.
| — |
Bob McTeer
President and Chief Executive Officer
Federal Reserve Bank of Dallas |
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Alexis de Tocqueville – Chronicler
of the American Democratic Experiment
The Early Years
Born in Paris in 1805, Alexis-Charles-Henri
Clerel de Tocqueville entered the world in the early and
most powerful days of Napoleon's empire. His parents were
of the nobility and had taken the historical family name
of Tocqueville, which dated from the early 17th century
and was a region of France known previously as the Leverrier
fief.
Tocqueville's father supported
the French monarchy and played no serious role in public
affairs until after Napoleon's final defeat at Waterloo,
which followed the restoration of the monarchy under
the Bourbon king Louis XVIII in 1814. The elder Tocqueville
then served as prefect successively at Metz, Amiens
and Versailles. Alexis followed his father in civil
employment when, at the age of 21, he was appointed
magistrate at Versailles. Alexis had studied rhetoric
and philosophy in secondary school and at the College
Royale before studying law for three years in Paris.
It was at Versailles that Alexis
met Gustave de Beaumont, a deputy public prosecutor,
who became both his lifelong friend and his traveling
companion to America. Ostensibly, their trip through
America was a leave for the two men to study the prison
system in the eastern United States. But according to
Beaumont, behind that pretext lay an interest in and
a desire to study American democracy more generally.
And so, Tocqueville and Beaumont
landed in New York on May 10, 1831, and began what became
one of history's most famous journeys. The result was
two books, both of which would bring Tocqueville fame
and honors. In 1833, about a year after Tocqueville
returned to France, the report on American prisons,
The U.S. Penitentiary System and Its Application
in France, was published.
Things in France changed for Beaumont
and Tocqueville upon their return after 10 months in
America. Both men left the judiciary. Beaumont was officially
let go, and Tocqueville resigned in sympathetic protest.
Tocqueville then had ample time to work on his masterpiece,
Democracy in America. Volume 1 was published
in 1835. The English translation appeared later that
same year to wide European and American acclaim. The
more philosophical Volume 2 was published in 1840.
From its first appearance, this
work has been considered a masterpiece of observation,
speculation, historical writing and sound political
theorizing. Its author was elevated to the League of
Honor, the Academy of Moral and Political Sciences and
finally, in 1841, to the French Academy. Democracy
in America was translated into all major languages
at the time and sold all over the world.
The Political Years
Tocqueville ran for the Chamber
of Deputies, losing in 1837 but winning in 1839 and
then serving continuously until 1848, voting as an independent
constitutionalist. He married Mary Mottley in 1835 and,
upon his mother's death the following year, inherited
the family estates in Tocqueville. After the revolution
of 1848, which Tocqueville alone predicted a month before
it occurred, he was elected to the Constituent Assembly
in Paris. With Louis-Philippe's abdication, the so-called
Second Republic died in 1848.
Although Tocqueville had little
love for the departed monarchy, he feared the Parisian
revolutionaries because he considered all revolutions
a threat to general liberty as they unfolded. (His view,
no doubt, was influenced by his own family's tribulations
during the French Revolution. His father and mother
escaped the guillotine by the narrowest of margins.)
He sat on the committee that drafted the new French
constitution, but his opinions in support of both separation
of powers and bicameralism were rejected by the whole
assembly. Tocqueville's effectiveness in the legislature
was greatly hampered by his inability to compromise.
Having completed the new constitution
by the end of 1848, France then elected its first independent
president, Louis Napoleon Bonaparte, nephew of Napoleon
I. Tocqueville distrusted Louis Napoleon, and his misgivings
were shortly borne out.
Tocqueville became a member of
the new National Assembly in 1849 and the new government's
emissary to Germany. He was named foreign minister as
Louis Napoleon sought, without subtlety, to secure Tocqueville's
support. But when Louis dissolved the National Assembly
in 1851 because under the constitution he could not
be re-elected, Tocqueville withdrew his guarded support.
Louis staged a military coup. For his vocal opposition
to this act of political usurpation, Tocqueville was
imprisoned overnight. He wrote an account of his ordeal
and a strong criticism of Louis Napoleon's tactics that
was smuggled out of France and published in Britain's
London Times. In general, Tocqueville was more effective
as an observer-writer than as a politician.
The Final Years
In the spring of 1849, Tocqueville
became ill and was diagnosed with tuberculosis. By 1852,
he was forced to withdraw from public affairs because
he refused to take a loyalty oath to the new regime
and also because he was in failing health. He went into
"internal exile."[1] But he continued to write
until his death at 54 in 1859. His book Souvenirs
(1851) was a "mirror" through which he observed
himself.[2]
Another celebrated work, The
Ancient Regime and the Origins of the French Revolution
(1856), demonstrated that the strongly implied egalitarian
leanings of Democracy in America had become
tempered by an equally intense distrust of popular revolutionary
periods.
Tocqueville traveled widely and
saw a great deal of political intrigue during his productive
middle years, and he left us a rich legacy of early
sociological insights.[3] He was an accurate observer,
even though he was passionately intense toward all his
subjects. Yet, despite his zeal, as a historian and
chronicler he managed to remain virtually "dispassionate."[4]
In this approach, Tocqueville set a standard that modern
social scientists and historians would do well to emulate.
He remains one of the most reliable sources on the early
history of the United States, for unlike so many of
his literary contemporaries, he harbored no animus toward
the country and was an honest observer.
Over the years, some commentators
have raised questions about Tocqueville's visit to America,
mostly centered on its timing and execution. For example,
the entire trip lasted 286 days, a short period given
the scope of his planned travel and the state of public
and private transportation. Of those days, 271 of which
were in the United States, 140 were spent in cities—mostly
in the North and West—and only 40 were spent in
the South. Is Tocqueville's analysis biased by Northern
urbanity? Biographer Andre Jardin best sums up this
unfortunate, if accidental, allocation of travel time:
"It was during these years [specifically, 1836]
that Michael Chevalier made the distinction, which has
remained classic, between two types of Americans, the
Yankee and the Virginian. Tocqueville observed and listened
to the first much more than to the second. This was
not deliberate—the latter part of their stay was
disrupted...and unforeseen incidents forced them to
change their plans so that they were not able to remain
in Charleston, where they had intended to study Southern
society, or to visit James Madison, the former president,
now in retirement at Montpelier, his home near Charlottesville,
Virginia."[5]
To what extent Tocqueville might
have produced a different work had he spent more time
in the American South, with its major cultural differences
when compared with the industrial North, must remain
speculative. But given his time and travel limitations,
Tocqueville produced a magnificent account of the "essence
of America" as he saw and felt it.
Democracy in America
is a classic of both historiography and sociology. Tocqueville
is much more a 19th century interpreter of America—and
its various possible futures—than a detail-oriented
diarist on a long field trip. His work elucidates why
he admired America but doesn't omit those aspects he didn't
admire. He lists in detail some of his fears for the new
nation's possible future. Americans can still profit immensely
from his discourses on the problematic nature of pure,
majority-driven power, a fear shared by the founders who
wrote the U.S. Constitution.
Like Lafayette before him, Tocqueville
left America the better for having been here. His body
rests today on his old estate in the village of Tocqueville,
near modern-day Normandy.
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Robert L. Formaini
Senior Economist |
| Notes
- Jardin (1988), Part V.
- Barzun (2000), 538.
- Jardin (1988), 453.
- Barzun (2000), 537.
- Jardin (1988), 107.
References
Barzun, Jacques (2000),
From Dawn to Decadence (New York:
Harper Collins).
Jardin, Andre (1988),
Tocqueville: A Biography (Baltimore:
Johns Hopkins University Press).
Tocqueville, Alexis
de (1990), Democracy in America,
Vol. 1 (New York: Vintage Books), orig.
pub. 1835.
———
(1990), Democracy in America, Vol.
2 (New York: Vintage Books), orig. pub.
1840.
———
(1997), Memoir on Pauperism (Chicago:
Ivan Dee), orig. pub. 1835. |
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Is
a Democracy Immune from the Despotic Impulse?
I believe that it
is easier to establish an absolute and despotic
government among a people in which the conditions
of society are equal than among any other;
and I think that if such a government were
once established among such a people, it
not only would oppress men, but would eventually
strip each of them of several of the highest
qualities of humanity. Despotism, therefore,
appears to me peculiarly to be dreaded in
democratic times.
I should have loved
freedom, I believe, at all times, but in
the time in which we live, I am ready to
worship it.
—From Democracy
in America, Vol. 2, 322 |
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An Early
Advocate of ‘Welfare Reform’
There are two kinds
of welfare. One leads each individual according
to his means, to alleviate the evils he
sees around him. This type is as old as
the world; it began with human misfortune.
Christianity made a divine virtue of it
and called it charity. The other, less instructive,
more reasoned, less emotional, and often
more powerful, leads society to concern
itself with the misfortunes of its members
and is ready systematically to alleviate
their sufferings. This type is born of Protestantism
and has developed only in modern societies.
The first type is a private virtue; it escapes
social action; the second, on the contrary,
is produced and regulated by society. It
is therefore with the second that we must
be especially concerned.
At first glance, there
is no idea that seems more beautiful and
grander than that of public charity. Society
is continually examining itself, probing
its wounds, and undertaking to cure them.
At the same time that it assures the rich
the enjoyment of their wealth, society guarantees
the poor against excessive misery. It asks
some to give of their surplus in order to
allow others the basic necessities. This
is certainly a moving and elevating sight....Almost
two and a half centuries have passed since
the principle of legal charity was fully
embraced by our neighbors [England], and
one may now judge the fatal consequences
that flowed from the adoption of this principle....Since
the poor have an absolute right to the help
of society, and have a public administration
organized to provide it everywhere, one
can observe in a Protestant country the
immediate rebirth and generalization of
all the abuses with which its reformers
rightly reproached some Catholic countries.
Man, like all socially organized beings,
has a natural passion for idleness. There
are, however, two incentives to work: the
need to live and the desire to improve the
conditions of life. Experience has proven
that the majority of men can be sufficiently
motivated to work only by the first of these
incentives. The second is effective only
with a small minority. Well, the charitable
institution indiscriminately open to all
those in need, or a law that gives all the
poor a right to public aid, whatever the
origin of their poverty, weakens or destroys
the first stimulant and leaves only the
second intact. The English peasant, like
the Spanish peasant, if he does not feel
the deep desire to better the position into
which he has been born, and to raise himself
out of his misery (a feeble desire which
is easily crushed in the majority of men)—the
peasant of both countries, I maintain, has
no interest in working, or, if he works,
has no interest in saving. He therefore
remains idle or thoughtlessly squanders
the fruits of his labors. Both these countries,
by different causal patterns, arrive at
the same result: the most generous, the
most active, the most industrious part of
the nation devotes its resources to furnishing
the means of existence for those who do
nothing or who make bad use of their labor....Is
it possible to escape the fatal consequences
of a good principle? For myself I consider
them inevitable....Any measure that establishes
legal charity on a permanent basis and gives
it an administrative form thereby creates
an idle and lazy class, living at the expense
of the industrial and working class. This,
at least, is its inevitable consequence
if not the immediate result. It reproduced
all the vices of the monastic system, minus
the high ideals of morality and religion
that often went along with it. Such a law
is a bad seed planted in the legal structure.
Circumstances, as in America, can prevent
the seed from developing rapidly, but they
cannot destroy it, and if the present generation
escapes its influence, it will devour the
well-being of generations to come.
—From Memoir
on Pauperism, 51–58 |
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An Amazing
Prediction About America and Russia
There are at the present
time two great nations in the world, which
started from different points, but seem
to tend towards the same end. I allude to
the Russians and the Americans. Both of
them have grown up unnoticed; and while
the attention of mankind was directed elsewhere,
they have suddenly placed themselves in
the front rank among the nations, and the
world learned their existence and their
greatness at almost the same time.
All other nations
seem to have nearly reached their natural
limits, and they have only to maintain their
power; but these are still in the act of
growth. All the others have stopped, or
continue to advance with extreme difficulty;
these alone are proceeding with ease and
celerity along a path to which no limit
can be perceived. The American struggles
against the obstacles that nature opposes
to him; the adversaries of the Russian are
men. The former combats the wilderness and
savage life; the latter, civilization with
all its arms. The conquests of the American
are therefore gained by the plowshare; those
of the Russian by the sword. The Anglo-American
relies upon personal interest to accomplish
his ends and gives free scope to the unguided
strength and common sense of the people;
the Russian centers all the authority of
society in a single arm. The principal instrument
of the former is freedom; of the latter,
servitude. Their starting point is different
and their courses are not the same; yet
each of them seems marked out by the will
of Heaven to sway the destinies of half
the globe.
—From Democracy
in America, Vol. 1, 434 |
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A Timely
Reminder About Wealth, Freedom and Public
Life, with a Sober Prediction
Thus the men of democratic
times require to be free in order to procure
more readily those physical enjoyments for
which they are always longing. It sometimes
happens, however, that the excessive taste
they conceive for these same enjoyments
makes them surrender to the first master
who appears. The passion for worldly welfare
then defeats itself and, without their perceiving
it, throws the object of their desires to
a greater distance. There is, indeed, a
most dangerous passage in the history of
a democratic people. When the taste for
physical gratifications among them has grown
more rapidly than their education and their
experience of free institutions, the time
will come when men are carried away and
will lose all self-restraint at the sight
of the new possessions that they are about
to obtain. In their intense and exclusive
anxiety to make a fortune they lose sight
of the close connection that exists between
the private fortune of each and the prosperity
of all. It is not necessary to do violence
to such a people in order to strip them
of the rights they enjoy; they themselves
willingly loosen their hold. The discharge
of political duties appears to them to be
a troublesome impediment which diverts them
from their occupations and business. If
they are required to elect representatives,
to support the government by personal service,
to meet on public business, they think they
have no time, they cannot waste their precious
hours in useless engagements; such ideal
amusements are unsuited to serious men who
are engaged with the more important interests
of life. These people think they are following
the principle of self-interest, but the
idea they entertain of that principle is
a very crude one; and the better to look
after what they call their own business,
they neglect their chief business, which
is to remain their own masters....By such
a nation [a wealthy, self-absorbed one]
the despotism of faction is not less to
be dreaded than the despotism of an individual.
When the bulk of the community are engrossed
by private concerns, the smallest parties
need not despair of getting the upper hand
in public affairs. At such times it is not
rare to see on the great stage of the world,
as we see in our theaters, a multitude represented
by a few players, who alone speak in the
name of an absent or inattentive crowd;
they alone are in action, while all others
are stationary; they regulate everything
by their own caprice; they change the laws
and tyrannize at will over the manners of
the country; and then men wonder to see
into how small a number of weak and worthless
hands a great people may fall.
—From Democracy
in America, Vol. 2, 140–42 |
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A New and
Unique Despotism—Democratic Bureaucracy
I think, then, that
the species of oppression by which democratic
nations are menaced is unlike anything that
ever before existed in the world; our contemporaries
will find no prototype of it in their memories.
I seek in vain for an expression that will
accurately convey the whole of the idea
I have formed of it; the old words despotism
and tyranny are inappropriate: the thing
itself is new, and since I cannot name,
I must attempt to define it.
I seek to trace the
novel features under which despotism may
appear in the world. The first thing that
strikes the observation is an innumerable
multitude of men, all equal and alike, incessantly
endeavoring to procure the petty and paltry
pleasures with which they glut their lives.
Each of them, living apart, is as a stranger
to the fate of all the rest; his children
and his private friends constitute to him
the whole of mankind. As for the rest of
his fellow citizens, he is close to them,
but he does not see them; he touches them,
but he does not feel them; he exists only
in himself and for himself alone; and if
his kindred still remain to him, he may
be said at any rate to have lost his country.
Above this race of
men stands an immense and tutelary power,
which takes upon itself alone to secure
their gratifications and to watch over their
fate. That power is absolute, minute, regular,
provident, and mild. It would be like the
authority of a parent if, like that authority,
its object was to prepare men for manhood;
but it seeks, on the contrary, to keep them
in perpetual childhood: it is well content
that the people should rejoice, provided
they think of nothing but rejoicing. For
their happiness such a government willingly
labors, but it chooses to be the sole agent
and the only arbiter of that happiness;
it provides for their security, foresees
and supplies their necessities, facilitates
their pleasures, manages their principal
concerns, directs their industry, regulates
the descent of property, and subdivides
their inheritances: what remains, but to
spare them all the care of thinking and
the trouble of living?...
After having thus
successively taken each member of the community
in its powerful grasp and fashioned him
at will, the supreme power then extends
its arm over the whole community. It covers
the surface of society with a network of
small complicated rules, minute and uniform,
through which the most original minds and
the most energetic characters cannot penetrate,
to rise above the crowd. The will of man
is not shattered, but softened, bent, and
guided; men are seldom forced by it to act,
but they are constantly restrained from
acting. Such a power does not destroy, but
it prevents existence; it does not tyrannize,
but it compresses, enervates, extinguishes,
and stupefies a people, till each nation
is reduced to nothing better than a flock
of timid and industrious animals, of which
the government is the shepherd...
Our contemporaries
are constantly excited by two conflicting
passions: they want to be led and they
wish to remain free. [Emphasis added]
—From Democracy
in America, Vol. 2, 318–19 |
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Why Does
Democratic Government Always Grow?
In democratic communities
nothing but the central power has any stability
in its position or any permanence in its
undertakings. All the citizens are in ceaseless
stir and transformation. Now, it is in the
nature of all governments to seek constantly
to enlarge their sphere of action; hence
it is almost impossible that such a government
should not ultimately succeed, because it
acts with a fixed principle and a constant
will upon men whose position, ideas, and
desires are constantly changing.
It frequently happens
that the members of the community promote
the influence of the central power without
intending to. Democratic eras are periods
of experiment, innovation and adventure.
There is always a multitude of men engaged
in difficult or novel undertakings, which
they follow by themselves without shackling
themselves to their fellows. Such persons
will admit, as a general principle, that
the public authority ought not to interfere
in private concerns; but, by an exception
to that rule, each of them craves its assistance
in the particular concern on which he is
engaged and seeks to draw upon the influence
of the government for his own benefit, although
he would restrict it on all other occasions.
If a large number of men applies this particular
exception to a great variety of different
purposes, the sphere of the central power
extends itself imperceptibly in all directions,
although everyone wishes it to be circumscribed.
Thus a democratic
government increases its power simply by
the fact of its permanence. Time is on its
side; every incident befriends it; the passions
of individuals unconsciously promote it;
and it may be asserted that the older a
democratic community is, the more centralized
will its government become....The foremost
or indeed the sole condition required in
order to succeed in centralizing the supreme
power in a democratic community is to love
equality, or to get men to believe you love
it. Thus the science of despotism, which
was once so complex, is simplified, and
reduced, as it were, to a single principle.
—From Democracy
in America, Vol. 2, 294 and 302 |
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